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Department of Earth Sciences, University of Southern California, Los Angeles, California 90089-0740; knealson{at}usc.edu
| ABSTRACT |
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| DEFINING AND WORKING WITH THE LIVING WORLD |
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Concurrent with this advance in microbial genetic diversity has been a growth in the appreciation of the diversity at the metabolic level. This diversity clearly delimits the prokaryotes from the eukaryotes, and forms a major connection of the prokaryotes with biogeochemistry: one that is quite distinct from that of the eukaryotes, who express their own impressive diversity in terms of structure and behavior. What is stressed here is the remarkable metabolic diversity that characterizes and distinguishes the prokaryotic world (Fig. 3): a diversity that reveals many of the energetic connections that knit together prokaryotic metabolism and planetary geology. Some notable examples, with regard to this are: (a) the use of inorganic energy sources is found only in the prokaryotes; (b) the process of anaerobic respiration (that is, using electron acceptors other than oxygen) is, with few exceptions, a process done only by, prokaryotes; (c) the oxidation and reduction of these inorganic compounds forms a strong link with planetary geology, as many of the reactions either form or dissolve minerals during the process (Fig. 3). An additional point relates to the universal nature of respiration and redox chemistry by living systems. While "all" eukaryotes engage in oxygen respiration, even this process was "invented" by prokaryotes and arose in the eukaryotes via symbiosis (Margulis, 1981), making respiration a hallmark trait of the prokaryotes, and symbiosis perhaps one of the most important parts of eukaryotic evolution.
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We end the introduction with a look at the definition and usage of the word "prokaryote", which has been questioned by Carl Woese (Woese, 2004) and others (N. Pace, personal communication). In the absence of a suitable substitute, we will use the word here, with the major connotation being the remarkable difference that it implies in metabolic versatilityeukaryotic oxygen to carbon respiration on one hand, and prokaryotic diversity of electron donors and acceptors, on the other.
| EATING, BREATHING, AND MAKING ROCKS: THE GEOBIOLOGY CONNECTION |
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Prokaryotic mineral formation. As discussed briefly above, one of the things that characterizes the prokaryotic world is the remarkable diversity of electron donors and acceptors that are utilized. In figure 2, some of this diversity was presented to make this point, and to emphasize that many of the components used in this diverse metabolism are components of minerals. Oxidation or reduction of these components often results in a change of state of the component (for example, insoluble to soluble) leading to formation or dissolution of minerals. In this sense, the metabolism of the prokaryotes, designed for the purpose of harvesting energy from the environment, is inadvertently linked to the formation and/or dissolution of many minerals on the planet.
This has been addressed by studies of the dissimilatory iron reducing bacterium Shewanella algae CN-32, in which the reduction of hydrous iron oxide can be shown to produce any of several mineral products depending on the environment in which the bacteria are grown (Fig. 4) (Roden and Zachara, 1996). Thus, to some extent, one can view the formation of minerals by some (perhaps most) of the prokaryotes as metabolic "accidents", dependent on the metabolic chemistry, but not directed by it. Insofar as can be seen, there is no direct advantage to the bacterium to forming a given mineral in comparison to any other: this is determined in fact by the chemistry of the environment in which the bacteria are living. This leaves us in the interesting position of viewing prokaryotic minerals as metabolic by-products that may be valuable as indicators of microbial metabolism, but without the morphological clues usually associated with biominerals or fossils.
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Eukaryotic mineral formation.
In marked contrast to the prokaryotic mineral producers, the eukaryotes, which are characterized by "simple" metabolism and complex structures and life styles, have perfected the art of mineral fabrication, making a wide array of biominerals with many different uses (Lowenstam, 1981; Lowenstam and Weiner, 1989; Dove and others, 2003). In contrast to the diverse prokaryotic metabolism discussed above, which is responsible for early mineral deposits, the true biominerals produced by eukaryotes (teeth, shells, bones, diatom frustules, sponge spicules, et cetera) did not appear in the rock record until
500 million years ago, when the first sponge spicules and carbonate biominerals can be seen: that is, the processes are geologically young (Li and others, 1998; Nealson and Rye, 2003). Biomineralization is extremely common among the multicellular eukaryotes, many of which need structural elements to grow and function in three dimensions, providing advantages for predation (teeth, bones, et cetera) and protection from behavior (shells, frustules, cell coverings) (Lowenstam, 1981; Lowenstam and Weiner, 1989). These biominerals are often ornate and recognizable structures that provide us with a visible fossil record in recent times, allowing the calibration of the molecular record (discussed below), something that is extremely difficult prior to the "invention" of biominerals.
The mechanisms by which the eukaryotic biominerals are produced (specific protein templates, et cetera) are only beginning to be appreciated (Dove and others, 2003), and while much more is waiting to be learned, it is already evident that situation is quite different from that seen in the prokaryotes (Fig. 5). The eukaryotic biominerals are pre-ordained and reproducible: genetically directed protein templates are used to catalyze and direct the synthesis of specific proteins on which mineral synthesis occurs. The products of these template-directed mineralizations are sufficiently constrained that they can be used to identify the organism that produced them, often to the level of genus or even species. As opposed to the prokaryotes, which form minerals while gaining metabolic energy, the formation of eukaryotic biominerals is "costly" in the sense of requiring specific templates, energy for synthesis, often auxiliary systems for transport and assembly. This is in marked contrast to the prokaryotic mineral formation and dissolution, which is primarily a function of environment rather than genetics (Fig. 4). In addition, redox chemistry is not a fundamental part of eukaryotic mineral formation: for the most part biominerals formed by prokaryotes involve redox-active compounds, while that formed by eukaryotes do not. Given that the eukaryotes are unable to view minerals as either viable electron donors or acceptors, their ability to form or dissolve redox-active minerals is extremely limited.
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The enigmatic bio-magnetite. Dissimilatory iron-reducing prokaryotes (of which both Bacteria and Archaea are known) can produce high levels of extracellular reduced (Fe2+) iron, and under the appropriate conditions, form copious amounts of extracellular magnetite (Lovley and Phillips, 1988; Roden and Zachara, 1996). Whether there are any recognizable signals to distinguish such magnetite from abiotically formed magnetite is not yet clear. To some degree, these extracellular products are examples of prokaryotic mineral formationthey are metabolic products of no known use, and they are produced when extracellular conditions favor their production.
In marked contrast, many strains of magnetotactic Bacteria (no magnetotactic Archaea are known) produce highly ordered intracellular crystalline magnetite inclusions called magnetosomes (Fig. 6). These magnetosomes are single domain, mineralogically nearly perfect, highly magnetic crystals, and often, but not always, arranged in chain-like structures (Blakemore, 1975; Bazylinski and Frankel, 2000). They provide the cells that contain them with the ability to sense and respond to a magnetic field: the response being that these highly motile cells move swiftly towards one magnetic pole or the other. It appears that each bacterial strain produces a characteristic magnetite pattern (size, shape, and arrangement of the magnetosomes), and that specific genes (and thus, specific proteins) are involved in the production of the magnetosomes (Schuler, 1999; Matsunaga and Okamura, 2003; Schuler, 2004). Furthermore, while the function(s) of the magnetosome is not yet proven, nearly everyone agrees that there must be an advantage to the cells containing the magnetosomes, and most agree that it is connected with environmental sensing and location (Frankel and others, 1997).
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As a final point, many eukaryotes are known to form intracellular magnetite, which is thought to be involved in magnetic sensing of the environment (that is, navigation in birds and bees), and perhaps in other functions such as biorhythms (Lowenstam, 1981; Lowenstam and Weiner, 1989). Almost certainly redox processes are used to produce the intracellular magnetite crystals, but whether this is done by the eukaryotes, by prokaryotic symbionts, or simply acquired by the eukaryotes still remains unknown.
| ORGANIC GEOCHEMISTRY |
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| SCALING |
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Long term temporal scaling. One of the great hopes of molecular phylogeny approaches is that it would be possible to look back in time using sequence data: to use these data to estimate when major metabolic "inventions" occurred in the past. Such inventions would include not only structural innovations visible in the fossil record, but metabolic inventions like respiration and photosynthesis, and other prokaryotic specialties like nitrogen fixation, denitrification, sulfur oxidation, et cetera (Fig. 7).
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Prior to the formation of "true" biominerals (that is, recognizable fossils), the signatures that exist are primarily geochemical in nature. Thus, while prokaryotically formed minerals may not be readily recognizable by their morphologies or unique crystal structures, many can be judged to be of biological origin via the fractionation of isotopes during the "supply" of chemical components for their formation. Kinetic fractionation occurs as a function of enzymatic catalysis, leading to biological materials preferentially being composed of the "lighter" isotopes (Hayes, 1983; Madigan, 1989; Schidlowski, 1992; Orphan and others, 2001a). Thus light carbon is preferentially used by living organisms during carbon fixation, and accumulates in the resulting biomass, and light sulfide is produced during sulfur or sulfate reduction, and accumulates in sulfide minerals. These isotopic tracers have been of value in tracing the metabolic activities of modern organisms in both the laboratory and the field, and provide a major tool for looking for indicators of metabolic activity in ancient samples. That is, it is possible, using C and S isotopes to see in the ancient rock record the appearance of processes that result in fractionation of these isotopes (Schidlowski, 1992). Herein lies an important distinction that can be easily missed: while the isotopes may strongly suggest the existence of a process leading to fractionation, they in no way can tell us (for sure) which process, and can absolutely not be used to tell (for sure) which organism or even group of organisms accounted for the fractionation. Unless we accept this tenet, we can easily fool ourselves.
Carbon isotopes have been perhaps the most valuable and widely used of the isotopes with regard to the detection and definition of life and its processes (Hayes, 1983; Madigan, 1989; Schidlowski, 1992; Mojzsis and others, 1996; Orphan and others, 2001). Carbon fractionation occurs during its reduction (fixation) from CO2 to organic carbon by bacteria, algae, and plants, and to a much greater degree (that is, light carbon) when CO2 is fixed into methane by methanogenic archaea. However, even for this well known and often used system, deciphering the isotopic signatures from ancient samples is difficult because these pathways are varied and unknown, subsequent diagenetic reactions are not easy to specify, and because the signature of the source of carbon is seldom known with assurance.
It thus seems clear from a variety of studies that biominerals can be traced to the early phases of Earths history. Stable isotopic signatures of both carbon and sulfur suggest that metabolic activities were involved with the formation of minerals from very early times. Carbon isotopic ratios (13C/12C) have been used to suggest that carbon fixation may have existed as early as 3.8 Ga (billion years) ago (Mojzsis and others, 1996). While this number has been challenged, few would argue with 3.5 Ga for convincing evidence of carbon isotopic signals in the ancient record (refs). Similarly, sulfur isotopes (34S/33S) suggest that sulfur reduction of some kind was occurring 2.5 Ga and perhaps earlier (Canfield and others, 2000; Shen and others, 2001).
Unequivocal evidence for the formation of biominerals prior to 500 million years ago has been difficult to obtain for several reasons. First, the preservation of the materials is often poor, making identification difficult, and second, because virtually none of the putative organisms seen in the samples are alive today. While they have similarities to other organisms, the nature of their behavior, and even their metabolism, can not be specified with certainty. Another discouraging development with regard to molecular evolution methods is that there are rampant examples now appearing in which it is clear that the evolutionary "clock" is neither constant (it can run at different rates for different organisms, and perhaps for different conditions), nor predictable (Doolittle and others, 1996). Thus, two organisms that would be described as deeply branching, and suspected of being of equal "age" may be quite different because of differences in evolutionary clock speeds. For ancient samples, on the order of hundreds to thousands of millions of years and older, the situation gets even more uncertain.
Another difficulty that is peculiar to the prokaryotes is that the "fossils" used to identify them are reduced to either organic geochemicals (that is, classes of chemicals peculiar to a certain type of cell), or isotopic fractionation patterns indicative of a certain type of metabolism. Both analyses have their limitations. For example, while some classes of compounds can be identified as components of cyanobacteria in the modern day world, there is no way of knowing with certainty that non-cyanobacterial organisms that contained these compounds were not present before the cyanobacteria arose. Similarly, when one sees isotope fractionation, such as the appearance of light sulfur, it is tempting to invoke the appearance of sulfate reduction (and sulfate reducing bacteria), and in fact it is often done (Canfield and others, 2000). While the activity of sulfate reducing bacteria would indeed explain the observed results, it is also true that sulfur can be fractionated by many other organisms, including sulfur and polysulfide, and thiosulfate reducers (Smock and others, 1998).
As a footnote to this discussion, one must remember that much of the work with both organic biomarkers and isotopic fractionations hinges on our knowledge of microbial physiology, and the composition of cultured microbes. We note that it is estimated that less than one percent of the microbial world has been obtained in culture, and thus that we are extrapolating to the world from a very weak data base. In support of this rather depressing-sounding statement, we have assembled in table 1, a list of microbial types that have been discovered in the past 20 yearsmicrobes whose very existence was doubted, or unknown before then. Given that methods are improving with regard to culturing microbes, one can hope that the situation will improve, but surely one must be cautious when trying to extrapolate backwards in time to ancient metabolisms, based on such an incomplete data base.
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Before we leave this subject, however, there are aspects of the molecular clock that are of great value especially with regard to understanding the relationship(s) between organisms and functions within the microbes that are alive today. Before beginning the discussion, one of the intellectual "traps" of this approach should be notednamely that all of the organisms on which the "phylogeny" is based are alive and evolving today. That is, while they may contain "ancient" traits or abilities, these are surely not as they were in the past, so that the phylogenetic approach allows one to look at the most likely sequence of events, but not to accurately date them. Thus, one could argue that we are looking at the living remnants of past microbial evolution, and can have a reasonably good idea of who preceded whom, or what preceded what (within the limitations of uncertainties introduced by horizontal gene transfer), but trying to ascertain when any of these processes arose: that is, when a given process or organism first appeared is very difficult (if not impossible) by this method. As a precaution, one might note that almost none of the organisms seen in the fossil record of 100 million years ago are alive today. If we tried to construct those organisms simply from molecular biology alone, it would almost certainly be a resounding failure. This is the dilemma we are faced with in reconstructing prokaryotic evolution.
Short term temporal scaling. Temporal scaling can occur over short times as well, and to some extent, this defines one of the major differences between life and non-life the existence of enzymes that catalyze reactions that would otherwise occur at extremely slow rates. These processes can be studied by direct measurement of chemical reactions, looking at reactant consumption or product appearance, or by a variety of other approaches, including the use of stable or radioactive isotopes as tracers. To some extent, we biologists take this for granted, but when looking at low temperature geochemistry, the ability of life to harvest energy so rapidly is really quite remarkable. Much of the low temperature (that is, less than 100°C) geochemistry on the planet would, in the absence of catalysis, proceed at rates slower than molecular diffusion, so that product accumulation and gradient formation would be minimal processes. In the presence of life, however, reactants are consumed at rates faster than they can be supplied, and products are produced faster than they can diffuse away, leading to the formation of gradients that are indicative of the very life forces that have produced them (Nealson and Berelson, 2003).
Spatial scaling.
Such kinetic processes beget biosignatures that exist over spatial scales of micrometers to 10s of meters, and perhaps largerin the absence of life they would not exist. For example, in the Black Sea (Fig. 8), a series of redox zones are seen, each indicative of a process that occurs in a well defined redox zone (Nealson and Berelson, 2003). At these interfaces or layers, the chemical profiles can be used to define the microbial processes that are occurring to establish the gradients. For example, as shown in the figure, the abrupt disappearance of oxygen at
50 meters is referred to as the oxygen depletion zone, where catalysis by aerobic respiration occurs so quickly that oxygen is taken to nearly zero within a few meters. In the absence of respiration, oxygen would be nearly constant to the bottom. Similarly, the nitrate disappears a few meters below due to a process called denitrificationwithout this, the nitrate would almost certainly be uniformly distributed in the black sea, as the rates of the processes that might consume it are very slow. Below this are the zones of manganese, iron, and sulfate reduction, all of which would not exist without life catalyzing each process.
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| INTERFACES |
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With regard to the first issue, it is probably safe to say that every interface in a LMC is the result of several reactions occurring simultaneously, some producing the compound being measured, and other consuming it. Thus each chemical interface or layer is the result of various organisms consuming and producing products related to the gradients either above or below it. In physically stabilized systems, these complex interfaces may someday be used to define the rate of energy flow through the system, and what processes are occurring at what rates.
With regard to the second, it is now clear that eukaryotic biominerals are laid down by, and intercalated with, protein and/or carbohydrate matrices that make them stronger, more resilient, and more robust than nearly any naturally mineral form of the same type. These interfaces, when understood may fundamentally change the way that man-made materials are constructed, but for sure it is a fundamental difference between the prokaryotic minerals, which are really just minerals, and the eukaryotic structures, which are mineral/organic complexes.
The examples we have used here to illustrate issues of scaling and interfaces are derived from our own limited experience. As one reads through this volume, it should become apparent that the processes being discussed are characterized by biologically driven kinetics, catalysis of immense magnitude and specificity that can affect the environment from microscopic, subcellular scales to regional or global scales. Similarly, the interfaces may range from the smallest microbes surface to the "skin of the Earth," whatever one imagines that might be. One might give as an example, the processes that involve harvesting light energy and converting it into chemical energy for living systems. Probably no other process has so profoundly affected our planet as photosynthesis, and its scales and interfaces range over the entire gamut discussed above. The intersections of this process with that of mineral formation and LMC formation and stabilization are many, and sometimes they are difficult to separate, as photosynthesis is intimately related to the others. This is the nature of biogeochemistry, and one of the great challenges of biogeochemistry will be unraveling the intricacies of the way that the various element specific processes, scales and interfaces fit together, interact, and make an understandable whole.
| WHAT DO WE KNOW FOR CERTAIN? |
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Comfort Zone: Willing to say we know it is so
We might, in fact, look at the areas where we have some comfort in the geobiology realm.
Excitement Zone: Willing to bet we will know in a decade or so
Twilight Zone: Still hazy after all these years
| SUMMARY |
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Finally, some philosphy of sorts. While it is true that in the absence of data one may feel free to speculate, there is no assurance that in the presence of overwhelming amounts of data, the situation is much better. The complex world of biogeochemistry is arguably one of the most exciting arenas available to scientists today, but one full of traps where the reductionist may feel irrelevant, and the generalist overwhelmed. We suspect that in another decade, these feelings will lessen, with the tools of molecular biology, information technology, and modeling coming to the rescue. Those studying processes, interfaces, and scaling may truly be brought together to begin to understand the system as a functioning entire unit.
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